Learning Objectives

Module 1: Introduction to Suspicious Activity Reporting

• Understand PTC’s risks as defined in the Business Risk Assessment (BRA). 

• Review the relevant Guernsey AML/CFT Laws and Ordinances. 

• Identify what constitutes Criminal Conduct in a fiduciary context. 

• Quiz

Module 2: Identifying Suspicious Activities

• Define and characterise a 'suspicion' versus 'knowledge' of criminal activity. 

• Recognise common red flags and behavioural indicators (e.g., source of funds, client behaviour). 

• Complete the Internal SAR report accurately using the Odoo platform form. 

• Understand the serious legal offence of 'Tipping Off' and how to manage relationships subject to a disclosure. 

• Quiz

Module 3: Reporting Procedures

• Follow the correct Internal SAR procedures via the Odoo platform. 

• Ensure effective communication and accurate documentation. 

• Understand the confidentiality and protection afforded to reporters. 

• Define the employee's role during a subsequent investigation. 

• Quiz

Module 4: Case Studies and Scenarios

• Apply knowledge through practical case studies tailored to PTC's client base. 

• Quiz