Home └The Regulatory Landscape & Personal Risk (2026)
The Regulatory Landscape & Personal Risk (2026)

The Regulatory Landscape & Personal Risk (2026)

The objective of this training is to move beyond a superficial "tick-box" approach to compliance. The aim is to improve your understanding of the mechanisms of financial crime and the liabilities attached to failure. By engaging with this material, PTC personnel will acquire the necessary competency to navigate the complex risk landscape of high-net-worth fiduciary services, ensuring the firm remains insulated from the legal and reputational contagion of financial crime.


Join this Course
Responsible Hayden Morgan
Last Update 05/02/2026
Members 22
Intermediate
  • Introduction
    • Introduction and Scope
    • Corporate Governance and Risk
    • The Three Lines of Defence at PTC
    • The Role of the MLRO and MLCO
  • The Relevant Enactments
    • The Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999 ("The Law")
    • The Drug Trafficking (Bailiwick of Guernsey) Law, 2000
    • The Terrorism and Crime (Bailiwick of Guernsey) Law, 2002 ("The Terrorism Law")
    • The Disclosure (Bailiwick of Guernsey) Law, 2007
    • The Sanctions (Bailiwick of Guernsey) Law, 2018
    • The "Appendix" Regime (Geographic Risk)
    • Proliferation Financing Hubs
  • BRA Analysis and Controls
    • Fiduciary Services (Higher Residual Risk)
    • Marine Services (Higher Residual Risk)
    • Pension Services (Medium Lower Residual Risk)
    • Risk Appetite and Zero Tolerance
    • Criminal Liability
    • Assessment Module